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Steven  Herzberg

Steven Herzberg

Agency Control Officer

Steven joined IPC as a proven professional with a combination of compliance and regulatory knowledge in the financial services industry. The valuable skills he learned over his 15 year career have translated well at IPC.

 Steven works closely with the firm in an effort to ensure our employees and financial professionals conduct their business in an ethical manner, compliant with the many FINRA and SEC regulations that apply to the financial industry.   

Registered Representative of Park Avenue Securities, Agency Control Officer of Guardian.